Financial Statements with Adjustments

Introduction

Financial statements prepared from the Trial Balance alone may not reflect the true financial position of a business. Certain items that relate to the accounting period but are not recorded in the books require adjustments to present an accurate picture.

This chapter covers how various adjustments are treated in the Trading Account, Profit & Loss Account, and Balance Sheet to ensure that financial statements follow the accrual concept and matching principle.

Learning Objectives

  • Understand why adjustments are necessary in financial statements
  • Learn the treatment of common adjustments
  • Apply adjustments correctly in Trading, P&L Account, and Balance Sheet
  • Prepare final accounts with multiple adjustments

What are Adjustments?

Adjustments are entries made at the end of the accounting period to update accounts and ensure that all revenues and expenses relating to the period are properly recorded.

Key Reasons:

  • Accrual Principle: Record revenues when earned and expenses when incurred, not when cash is received or paid
  • Matching Principle: Match expenses with the revenues they help generate in the same period
  • True & Fair View: Present accurate financial position to stakeholders
  • Periodic Concept: Allocate items correctly between accounting periods

Most adjustments appear at TWO places:

  • Once in Trading/P&L Account – to affect the profit calculation
  • Once in Balance Sheet – to show the asset or liability position

Exception: Closing Stock appears at two places (Trading Account Credit side + Balance Sheet Assets), but both represent the same value.

Types of Adjustments

The most common adjustments encountered in final accounts preparation:

ADJUSTMENTS

Items requiring treatment at year-end

Closing Stock

Unsold inventory at year-end

Asset

Outstanding Expenses

Expenses due but not yet paid

Liability

Prepaid Expenses

Expenses paid in advance

Asset

Accrued Income

Income earned but not received

Asset

Unearned Income

Income received in advance

Liability

Depreciation

Decrease in asset value

Expense

Bad Debts

Irrecoverable debts written off

Loss

Provision for Doubtful Debts

Reserve for potential bad debts

Contra Asset

Interest on Capital

Return on owner's investment

Expense

Adjustments in Trading Account

The Trading Account is used to calculate Gross Profit. Only adjustments related to purchase and sale of goods appear here.

Closing Stock

Value of unsold goods at year-end.

📗 Treatment:
Credit side of Trading A/c + Asset side of Balance Sheet
  • Always valued at Cost or NRV (whichever is lower)
  • Increases Gross Profit
Opening Stock

Value of unsold goods from previous year.

📕 Treatment:
Debit side of Trading A/c
  • Appears in Trial Balance
  • Carried forward from last year
Goods Lost by Fire/Accident

Cost of goods destroyed (if uninsured).

📕 Treatment:
Debit P&L A/c (Loss) OR Credit Purchases if reducing cost
  • If insured: Insurance Claim A/c (Asset)
  • Reduce from purchases or show separately
Goods Withdrawn for Personal Use

Goods taken by owner (Drawings).

📘 Treatment:
Deduct from Purchases (Trading A/c) OR Credit Purchases + Debit Drawings
  • Reduces total purchases
  • Added to Drawings in Capital section

Gross Profit Formula

Gross Profit = Net Sales − Cost of Goods Sold

Cost of Goods Sold (COGS)

COGS = Opening Stock + Net Purchases − Closing Stock

Detailed Treatment: Closing Stock

Closing stock is one of the most important adjustments. Its treatment depends on where it appears.

Case 1: Given Outside Trial Balance

When closing stock is given as an adjustment (not in TB):

Treatment:
1. Credit side of Trading A/c
2. Asset side of Balance Sheet (Current Asset)

Appears at TWO places

Case 2: Given Inside Trial Balance

When closing stock already appears in Trial Balance:

Treatment:
Show only on Asset side of Balance Sheet
(Already adjusted in Trading A/c)

Appears at ONE place only

Numerical Example: Closing Stock

Given: Opening Stock ₹25,000 | Purchases ₹1,50,000 | Sales ₹2,00,000 | Closing Stock ₹30,000 (not in TB)

Trading Account:
Debit: Opening Stock ₹25,000 + Purchases ₹1,50,000 = ₹1,75,000
Credit: Sales ₹2,00,000 + Closing Stock ₹30,000 = ₹2,30,000
Gross Profit = ₹2,30,000 - ₹1,75,000 = ₹55,000

Balance Sheet: Closing Stock ₹30,000 shown as Current Asset

Stock Valuation Rule

Closing Stock = Lower of (Cost Price OR Net Realizable Value)

Outstanding & Prepaid Items (Detailed)

These adjustments ensure that only current period's expenses and incomes are considered.

Definition: Expenses that relate to the current accounting period but have not yet been paid.

Examples: Outstanding Salary, Outstanding Rent, Outstanding Wages, Outstanding Interest

Journal Entry

Expense A/c             Dr.
    To Outstanding Expense A/c

Example: Salary given in TB = ₹48,000 | Outstanding Salary = ₹4,000

  • P&L Account: Salary shown as ₹48,000 + ₹4,000 = ₹52,000 (Debit side)
  • Balance Sheet: Outstanding Salary ₹4,000 shown as Current Liability

Definition: Expenses that have been paid in advance for the next accounting period.

Examples: Prepaid Insurance, Prepaid Rent, Prepaid Subscription

Journal Entry

Prepaid Expense A/c      Dr.
    To Expense A/c

Example: Insurance in TB = ₹12,000 | Prepaid Insurance = ₹2,000

  • P&L Account: Insurance shown as ₹12,000 - ₹2,000 = ₹10,000 (Debit side)
  • Balance Sheet: Prepaid Insurance ₹2,000 shown as Current Asset

Definition: Income that has been earned during the current period but not yet received.

Examples: Accrued Interest, Accrued Commission, Accrued Rent Receivable

Journal Entry

Accrued Income A/c      Dr.
    To Income A/c

Example: Interest Received in TB = ₹8,000 | Accrued Interest = ₹1,500

  • P&L Account: Interest shown as ₹8,000 + ₹1,500 = ₹9,500 (Credit side)
  • Balance Sheet: Accrued Interest ₹1,500 shown as Current Asset

Definition: Income received for services/goods to be provided in the next period.

Examples: Rent Received in Advance, Subscription Received in Advance

Journal Entry

Income A/c             Dr.
    To Unearned Income A/c

Example: Rent Received in TB = ₹24,000 | Advance Rent = ₹3,000

  • P&L Account: Rent shown as ₹24,000 - ₹3,000 = ₹21,000 (Credit side)
  • Balance Sheet: Rent Received in Advance ₹3,000 shown as Current Liability

Memory Trick

Outstanding/Accrued: "O" and "A" = "Add" to the amount
Prepaid/Advance: "P" and "A" = "Put Away" (subtract) from the amount

Depreciation - Detailed Treatment

Depreciation represents the gradual decrease in the value of fixed assets due to use, wear and tear, or obsolescence.

On Which Assets?

Depreciation is charged on:

  • Machinery & Plant
  • Furniture & Fixtures
  • Motor Vehicles
  • Buildings (not Land!)
  • Computer Equipment
  • Office Equipment

Note: Land is NOT depreciated as its value appreciates over time.

Common Depreciation Rates
  • Plant & Machinery: 10-15%
  • Furniture: 10%
  • Motor Vehicles: 15-20%
  • Buildings: 5-10%
  • Computers: 40-60%
SLM = (Cost - Scrap) ÷ Life

Numerical Example: Depreciation

Given: Machinery ₹1,00,000 | Depreciation @ 10% p.a.

Calculation: Depreciation = ₹1,00,000 × 10% = ₹10,000

Treatment:
• P&L Account: Depreciation ₹10,000 on Debit side
• Balance Sheet: Machinery shown as ₹1,00,000 - ₹10,000 = ₹90,000

Journal Entry for Depreciation

Depreciation A/c          Dr.     ₹10,000
    To Machinery A/c                 ₹10,000

Bad Debts - Detailed Treatment

Bad debts are amounts owed by debtors that are considered irrecoverable.

Bad Debts in Trial Balance

When bad debts already appear in TB:

Treatment:
Show on Debit side of P&L A/c
(Already deducted from Debtors)
Additional Bad Debts (Adjustment)

When extra bad debts are given in adjustments:

Treatment:
P&L: Add to existing bad debts (Debit)
B/S: Deduct from Debtors
Bad Debts Recovered

Previously written off debts that are now recovered:

Treatment:
Show on Credit side of P&L A/c
(It's an income/gain)
Complete Bad Debts Entry

In P&L Account, show as:

  • Bad Debts (from TB): ₹X
  • Add: Additional Bad Debts: ₹Y
  • Total Bad Debts: ₹(X+Y)

Numerical Example: Bad Debts

Given: Debtors ₹80,000 | Bad Debts (in TB) ₹2,000 | Additional Bad Debts ₹3,000

P&L Account (Debit side):
Bad Debts ₹2,000 + ₹3,000 = ₹5,000

Balance Sheet:
Debtors: ₹80,000 - ₹3,000 = ₹77,000
(Note: TB bad debts already deducted from original debtors)

Interest on Capital & Drawings

These adjustments relate to the owner's investment and withdrawals from the business.

Interest on Capital

Definition: Return given to the owner on the capital invested in the business.

Nature: It's an expense for the business (reduces profit).

📕 P&L Treatment:
Debit side (Expense)
📊 Balance Sheet:
Add to Capital
Interest on Capital = Capital × Rate × Time
Interest on Drawings

Definition: Interest charged on the amounts withdrawn by the owner for personal use.

Nature: It's an income for the business (charged to owner).

📘 P&L Treatment:
Credit side (Income)
📊 Balance Sheet:
Add to Drawings (reduces Capital)
Interest on Drawings = Drawings × Rate × Avg. Period

Numerical Example

Given: Capital ₹2,00,000 | Drawings ₹30,000 | Interest @ 6% p.a.

Interest on Capital: ₹2,00,000 × 6% = ₹12,000
Interest on Drawings: ₹30,000 × 6% × 6/12 = ₹900 (assuming avg. 6 months)

Balance Sheet - Capital Section:
Capital: ₹2,00,000
Add: Interest on Capital: ₹12,000
Less: Drawings: ₹30,000
Less: Interest on Drawings: ₹900
Closing Capital: ₹1,81,100

Manager's Commission

Commission payable to manager based on profits requires special calculation.

Case 1: Commission on Net Profit BEFORE charging commission

Simple calculation - calculate directly on Net Profit.

Commission = Net Profit × Rate%

Example: NP = ₹50,000 | Rate = 10%
Commission = ₹50,000 × 10% = ₹5,000

Case 2: Commission on Net Profit AFTER charging commission

Use the formula method - commission is part of the denominator.

Commission = NP × Rate ÷ (100 + Rate)

Example: NP = ₹55,000 | Rate = 10%
Commission = ₹55,000 × 10 ÷ 110 = ₹5,000

📊 Treatment in Final Accounts:
P&L Account: Debit side (Expense)
Balance Sheet: Current Liability (Commission Payable)

Special Goods Adjustments

Various situations where goods need special treatment in final accounts.

Goods Withdrawn for Personal Use

Owner takes goods for personal consumption (Drawings in Kind).

Treatment:
Trading A/c: Deduct from Purchases
Balance Sheet: Add to Drawings
Drawings A/c      Dr.
    To Purchases A/c
Goods Distributed as Free Samples

Goods given away for advertising/promotional purposes.

Treatment:
Trading A/c: Deduct from Purchases
P&L A/c: Debit Advertisement A/c
Advertisement A/c      Dr.
    To Purchases A/c
Goods Lost by Fire (Uninsured)

Goods destroyed by fire/accident with no insurance.

Treatment:
Trading A/c: Deduct from Purchases
P&L A/c: Debit Loss by Fire A/c
Goods Lost by Fire (Insured)

Goods destroyed but covered by insurance policy.

Treatment (if claim = loss):
Trading A/c: Deduct from Purchases
Balance Sheet: Insurance Claim (Asset)

If claim < loss: Show difference as Loss in P&L A/c

Comprehensive Worked Example

Let's prepare final accounts with multiple adjustments.

Question

From the following Trial Balance of M/s Sharma Traders as on 31st March 2024, prepare Trading and Profit & Loss Account and Balance Sheet with the given adjustments.

Particulars Debit (₹) Credit (₹)
Capital-2,00,000
Drawings24,000-
Machinery80,000-
Opening Stock30,000-
Purchases1,50,000-
Sales-2,50,000
Sundry Debtors60,000-
Sundry Creditors-40,000
Salary36,000-
Rent18,000-
Bad Debts2,000-
Commission Received-10,000
Cash at Bank50,000-
Provision for Doubtful Debts-3,000
Furniture53,000-
Total5,03,0005,03,000

Adjustments

  1. Closing Stock valued at ₹40,000
  2. Outstanding Salary ₹4,000
  3. Prepaid Rent ₹3,000
  4. Depreciation on Machinery @ 10% and Furniture @ 10%
  5. Additional Bad Debts ₹2,000
  6. Create provision for doubtful debts @ 5% on debtors
  7. Accrued Commission ₹1,500

Working Notes

1. Depreciation:
Machinery: ₹80,000 × 10% = ₹8,000
Furniture: ₹53,000 × 10% = ₹5,300
Total Depreciation = ₹13,300

2. Provision for Doubtful Debts:
Debtors (from TB): ₹60,000
Less: Additional Bad Debts: ₹2,000
Good Debtors: ₹58,000
New Provision @ 5%: ₹58,000 × 5% = ₹2,900
Old Provision: ₹3,000
Decrease in Provision: ₹3,000 - ₹2,900 = ₹100 (Credit P&L)

3. Total Bad Debts:
Bad Debts (TB): ₹2,000 + Additional: ₹2,000 = ₹4,000

Trading and Profit & Loss Account
Particulars (Dr.) Particulars (Cr.)
Trading Account
Opening Stock: ₹30,000
Purchases: ₹1,50,000
Gross Profit c/d: ₹1,10,000
Trading Account
Sales: ₹2,50,000
Closing Stock: ₹40,000
 
Total: ₹2,90,000 Total: ₹2,90,000
P&L Account
Salary (₹36,000 + ₹4,000): ₹40,000
Rent (₹18,000 - ₹3,000): ₹15,000
Bad Debts: ₹4,000
Depreciation: ₹13,300
Net Profit: ₹49,200
P&L Account
Gross Profit b/d: ₹1,10,000
Commission (₹10,000 + ₹1,500): ₹11,500
Provision Written Back: ₹100
 
 
Total: ₹1,21,500 Total: ₹1,21,500
Balance Sheet as on 31st March 2024
Liabilities Assets
Capital:
Opening Capital: ₹2,00,000
Add: Net Profit: ₹49,200
Less: Drawings: ₹24,000
Closing Capital: ₹2,25,200

Current Liabilities:
Sundry Creditors: ₹40,000
Outstanding Salary: ₹4,000
Total: ₹44,000
Fixed Assets:
Machinery: ₹80,000
Less: Depreciation: ₹8,000 = ₹72,000
Furniture: ₹53,000
Less: Depreciation: ₹5,300 = ₹47,700

Current Assets:
Closing Stock: ₹40,000
Debtors: ₹60,000
Less: Bad Debts: ₹2,000 = ₹58,000
Less: Provision: ₹2,900 = ₹55,100
Prepaid Rent: ₹3,000
Accrued Commission: ₹1,500
Cash at Bank: ₹50,000
Total: ₹2,69,200 Total: ₹2,69,300

Adjustments in Profit & Loss Account

The Profit & Loss Account calculates Net Profit by considering all indirect expenses and incomes.

Outstanding Expenses

Expenses incurred but not yet paid (e.g., outstanding salary, rent).

📕 P&L Treatment:
Add to the respective expense on Debit side
📊 Balance Sheet:
Show as Current Liability
Prepaid Expenses

Expenses paid in advance for next period (e.g., prepaid insurance).

📘 P&L Treatment:
Deduct from the respective expense on Debit side
📊 Balance Sheet:
Show as Current Asset
Accrued Income

Income earned but not yet received (e.g., accrued interest, commission).

📘 P&L Treatment:
Add to the respective income on Credit side
📊 Balance Sheet:
Show as Current Asset
Income Received in Advance

Income received for next period (e.g., rent received in advance).

📕 P&L Treatment:
Deduct from the respective income on Credit side
📊 Balance Sheet:
Show as Current Liability
Depreciation

Decrease in value of fixed assets due to use, wear & tear.

📕 P&L Treatment:
Show on Debit side as expense
📊 Balance Sheet:
Deduct from respective Fixed Asset
Bad Debts

Debts that are confirmed irrecoverable.

📕 P&L Treatment:
Show on Debit side (add to TB bad debts if any)
📊 Balance Sheet:
Deduct from Sundry Debtors

Provision for Doubtful Debts

A provision created for debts that may become bad in the future. It follows the principle of prudence/conservatism.

Steps to calculate:

  • Step 1: Start with Debtors from Trial Balance
  • Step 2: Deduct Additional Bad Debts (given in adjustments)
  • Step 3: Calculate the required % on remaining debtors
  • Step 4: Compare with Old Provision

New Provision Formula

New Provision = (Debtors − New Bad Debts) × Rate%

If New Provision > Old Provision:

  • Increase = New Provision − Old Provision
  • Debit P&L A/c with the increase

If New Provision < Old Provision:

  • Decrease = Old Provision − New Provision
  • Credit P&L A/c with the decrease (as income)

Debtors in Balance Sheet:

  • Sundry Debtors (from TB): ₹XX,XXX
  • Less: Additional Bad Debts: ₹X,XXX
  • Less: New Provision for Doubtful Debts: ₹X,XXX
  • Net Debtors: ₹XX,XXX

Important Note

Provision for Doubtful Debts is calculated on Good Debtors only (after deducting bad debts). Never calculate provision on bad debts!

Summary: Treatment of All Adjustments

Quick reference table for all common adjustments:

Adjustment Trading / P&L Account Balance Sheet
Closing Stock Credit side of Trading A/c Asset (Current Asset)
Outstanding Expenses Add to expense (Debit side P&L) Current Liability
Prepaid Expenses Deduct from expense (Debit side P&L) Current Asset
Accrued Income Add to income (Credit side P&L) Current Asset
Income Received in Advance Deduct from income (Credit side P&L) Current Liability
Depreciation Debit side of P&L A/c Deduct from Fixed Asset
Bad Debts (Additional) Add to TB Bad Debts (Debit P&L) Deduct from Debtors
Provision for Doubtful Debts (New > Old) Debit P&L with increase Deduct from Debtors
Provision for Doubtful Debts (New < Old) Credit P&L with decrease Deduct from Debtors
Interest on Capital Debit side of P&L A/c Add to Capital
Interest on Drawings Credit side of P&L A/c Add to Drawings (reduce Capital)
Goods Distributed as Free Samples Deduct from Purchases / Debit Advertisement No effect
Manager's Commission on Net Profit Debit P&L A/c Current Liability

Key Points to Remember

Double Entry Principle

Every adjustment affects two places in the final accounts — this maintains the balance.

Outstanding vs Prepaid

Outstanding: Add to expense + Liability
Prepaid: Deduct from expense + Asset

Accrued vs Unearned

Accrued: Add to income + Asset
Unearned: Deduct from income + Liability

Closing Stock Location

If given inside Trial Balance: Only Balance Sheet
If given outside: Trading A/c + Balance Sheet

Manager's Commission

If on Net Profit before charging commission: Calculate on NP
If on Net Profit after charging: Use formula method

Provision Calculation

Always calculate on Good Debtors = Debtors − Additional Bad Debts

🧩 MCQ Practice

1. Closing stock is shown in:

2. Outstanding salary is a:

3. Prepaid insurance will be shown as:

4. Accrued commission receivable is treated as:

5. Depreciation on machinery will appear:

6. Provision for doubtful debts is calculated on:

7. If new provision for doubtful debts is greater than old provision, the difference is:

8. Rent received in advance is a:

9. Goods withdrawn by the owner for personal use should be:

10. Interest on capital is:

11. If closing stock appears inside the Trial Balance, it should be shown:

12. Interest on drawings is:

13. Goods distributed as free samples should be:

14. Bad debts recovered (previously written off) is:

15. Closing stock is valued at:

16. Manager's commission payable at year-end is:

17. The principle behind creating provision for doubtful debts is:

18. Adjustments are necessary to follow the:

19. If goods worth ₹5,000 are lost by fire and insurance claim admitted is ₹4,000, then:

20. If debtors are ₹50,000, additional bad debts ₹2,000, and provision @ 5% is required, the new provision will be: